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Biography
Mr. Valker holds the position of Senior Managing Director of Financial Investigations at J.S. Held, a global consulting firm renowned for its specialized technical, scientific, financial, and advisory services. As a prominent leader in the firm's financial services practice, he oversees the execution and delivery of professional services in the domains of Disputes, Investigations, and Compliance. His expertise encompasses financial investigations and fraud, investment portfolio analysis and damages, data analytics, and regulatory compliance.
Mr. Valker frequently serves as an expert witness in litigation involving banks, broker-dealers, and investment advisory firms. He has led and contributed to several high-profile regulatory projects and investigations. Additionally, he is a Certified Fraud Examiner (CFE), a Certified Regulatory and Compliance Professional (CRCP) designated by FINRA, and a Certified Securities Compliance Professional (CSCP).
Industry Expertise (4)
Financial Services
Legal Services
Investment Management
Market Research
Areas of Expertise (8)
Regulatory Compliance & Enforcement
Fraud Investigations
Legal Compliance
Regulatory Analysis
Data Analysis
Quantitative Analysis
Securities Litigation
Investment Performance Measurement & Statistics
Event Appearances (2)
Economic Damages in Securities Arbitration of Customer Disputes
The Chicago Bar Association
Strategies for Addressing New or Novel Damage Theories
The Independent Broker Dealer Consortium (IBDC)
Links (1)
Languages (1)
- English
Education (1)
North Central College: B.A., Finance & Economics 2007
Licenses and Certifications (4)
Certified Securities Compliance Professional (CSCP)
National Society of Compliance Professionals Issued May 2024
Securities Industry Essentials (SIE)
FINRA Issued Oct 2023
Certified Fraud Examiner (CFE)
Association of Certified Fraud Examiners (ACFE) Issued Aug 2014
Certified Regulatory and Compliance Professional (CRCP)
FINRA Issued Nov 2016